Ex Parte Schmitke et al - Page 7

                 Appeal 2007-0854                                                                                      
                 Application 10/179,463                                                                                
                 5 exhibited an ED of 61(6).  Formulation 7, which is 75% DPPC, 10%                                    
                 sodium citrate, and 15% insulin, i.e., the claimed formulation, exhibited an                          
                 ED of 93(1) at 23°C/30% RH, and an ED of 69(9) at 30°C/80% RH.                                        
                        The Specification teaches ““[f]ormulations having particles                                    
                 comprising, by weight, approximately 40% to approximately 60% DPPC,                                   
                 approximately 30% to approximately 50% insulin and approximately 10%                                  
                 sodium citrate.”  (Specification 3).  Also disclosed are:                                             
                        Formulations having particles comprising, by weight,                                           
                        approximately 75% to approximately 80% DPPC,                                                   
                        approximately 10% to approximately 15% insulin and                                             
                        approximately 10% sodium citrate . . . .  In one embodiment,                                   
                        the particles comprise, by weight, 75% to 80% DPPC, 10% to                                     
                        15% insulin and 10% sodium citrate.  In another embodiment,                                    
                        the particles comprise, by weight, 75% DPPC, 15% insulin and                                   
                        10% sodium citrate.  In yet another embodiment, the particles                                  
                        comprise, by weight, 80% DPPC, 10% insulin, and 10%                                            
                        sodium citrate.                                                                                
                 (Id.)                                                                                                 
                        In addition, in the human clinical trial described in the Specification, a                     
                 dry powder formulation of 60% DPPC, 30% insulin, and 10% citrate was                                  
                 used (id. at 51-52).  The Specification does not disclose the criticality of                          
                 formulations of approximately 75% DPPC, approximately 15% insulin and                                 
                 approximately 10% sodium citrate.                                                                     

                 PRINCIPLES OF LAW                                                                                     
                        “In rejecting claims under 35 U.S.C. § 103, the examiner bears the                             
                 initial burden of presenting a prima facie case of obviousness.  Only if that                         
                 burden is met, does the burden of coming forward with evidence or                                     


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