Ex Parte Lu et al - Page 10

                Appeal 2007-1893                                                                               
                Application 10/946,753                                                                         
                                                                                                              
                                                   Claim 9                                                     
                      We will also sustain the Examiner’s rejection of claim 9.  As shown in                   
                Fig. 3D and described in ¶ 0051, Shin forms a number of apertures                              
                (topological structures) in the substrate – a formation process that fully                     
                meets “patterning” the substrate’s surface giving the term “patterning” its                    
                broadest reasonable interpretation.  Although Appellants argue that layer 14                   
                appears to be deposited on substrate 10 rather than patterned (Br. 13; Reply                   
                Br. 8), nothing in the claim precludes “patterning” the substrate’s surface by                 
                forming apertures therein.                                                                     
                      In addition, we find nothing in the claim that precludes the                             
                Examiner’s interpretation of multiple topological structures such as those                     
                shown in Fig. 5B comprising (1) the vertical sidewalls of an aperture, and                     
                (2) the “bottom” substrate layer 10.  These distinct structures, at least                      
                generally, define a “growth path” for the nanostructures (i.e., at least the                   
                aperture sidewalls, the area between the aperture sidewalls, and above the                     
                bottom substrate layer).  For this reason alone, Shin anticipates claim 9.                     
                      Furthermore, claim 9 is anticipated under an alternative interpretation                  
                of Shin.  Since each of Shin’s multiple apertures can be considered a                          
                “topological structure,” two such apertures each define a “grow path” at                       
                least within each respective aperture.  In short, the claim does not preclude                  
                independent and distinct grow paths within two respective apertures.  Claim                    
                9 is therefore fully met by Shin for this additional reason.  The Examiner’s                   
                rejection is therefore sustained.                                                              





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