Ex Parte Lu et al - Page 15

                Appeal 2007-1893                                                                               
                Application 10/946,753                                                                         
                                                                                                              
                each respective aperture is formed in a different substrate region and has                     
                corresponding nanostructures which grow within that particular aperture.  In                   
                short, the multiple apertures and associated nanostructure growth within                       
                each aperture fully meets claims 36, 42, and 43.  The Examiner’s rejection                     
                of those claims is therefore sustained.                                                        
                      Regarding claim 37, since the nanostructures in Shin can grow in at                      
                least two directions as shown in Figures 7A-8, distinct nanostructure growth                   
                paths in different directions are obtained within each aperture.  Therefore,                   
                different apertures (i.e., in different substrate regions) would likewise                      
                provide different growth paths in different directions.  The claim is therefore                
                fully met by Shin.                                                                             

                              II.  The Anticipation Rejection Based on Zhang                                   
                                              Claims 1, 5, and 6                                               
                      We now consider the Examiner’s rejection of claims 1 and 5-8 under                       
                35 U.S.C. § 102(b) as being anticipated by Zhang.  The Examiner has                            
                indicated how the claimed invention is deemed to be fully met by Zhang                         
                (Answer 12-13).  Specifically, the Examiner considers the electrode shown                      
                in Figure 1(d) to correspond to the recited topological structure (Answer 12,                  
                24).  Appellants, however, contend that even if the electrodes could be                        
                considered topological structures, it is the electric field generated by the                   
                electrodes – not the electrodes themselves – which controls the orientation of                 
                the nanostructures (Br. 25; Reply Br. 18).                                                     
                      We will sustain the Examiner’s rejection of claims 1, 5, and 6.  At the                  
                outset, we agree with the Examiner that the electrode structure in Figure 1(d)                 



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