Ex Parte Schlegel et al - Page 9

                Appeal 2007-4101                                                                               
                Application 09/962,972                                                                         
                      The Appellants contend that Utamapanya et al. (Chem. Mater., 3:175-                      
                181 (1991)) teaches away from preparing pellets from an aqueous                                
                suspension (Br. 12).  However, Appellants have not supplied any copy of                        
                this literature evidence in the Evidence Appendix section of the Brief as                      
                required by 37 C.F.R. 41.37(c)(viii) (2004).  In fact, the Appellants have                     
                indicated “none” at the Evidence Appendix section of the Brief for the                         
                evidence relied upon in the Brief.  Accordingly, we need not consider the                      
                Utamapanya literature not provided by the Appellants.                                          
                      Even if we were to consider the literature evidence in question, our                     
                conclusion would not be altered.  As is apparent from our discussion above                     
                Klabunde teaches forming a pellet from the types of gels recommended by                        
                Utamapanya.  The Appellants’ reliance on Utamapanya to highlight a                             
                process by which pellets are made is of no moment as the claims on appeal                      
                are directed to a product, i.e., a cartridge housing containing an                             
                adsorbent/catalyst pellet.  The Appellants simply have not pointed to any                      
                part of Utamapanya which contradicts Klabunde’s teaching relating to the                       
                employment of adsorbent pellets in the cartridge housing of the type                           
                discussed in Price.                                                                            
                      As a rebuttal to the prima facie case, the Appellants have referred to                   
                page 3, paragraphs 0036 and 0037 of an unknown published application and                       
                a Rule 132 declaration executed by Mr. Schlegel (one of the inventors listed                   
                in this application) as evidence of non-obviousness (Br. 12-14).                               
                      The dispositive question is, therefore, whether the Appellants’                          
                reference to the unknown published application and the Schlegel Declaration                    
                rebuts the prima facie case established by the Examiner.  On this record, we                   
                answer this question in the negative.                                                          

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