Herbst Asset Mgmt. Trust, et al. - Page 24




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          Herbst I that it did not have jurisdiction over the cases at                
          docket Nos. 9999-00 and 10000-00.                                           
               Pursuant to Herbst I, on March 28, 2002, the Court entered             
          an Order of Dismissal in each of those cases in which the Court             
          dismissed each such case for lack of jurisdiction.7                         
               In Herbst I, the Court further found that (1) neither Ms.              
          Herbst nor any authorized representative of Ms. Herbst and                  
          (2) neither Mr. Herbst nor any authorized representative of Mr.             
          Herbst appeared on October 15, 2001, at the calendar call at the            
          Court’s Cleveland trial session or at the trial that the Court              
          held in these cases.  The Court also found in Herbst I that the             
          respective written responses by Ms. Herbst and Mr. Herbst to                
          respondent’s motions to dismiss for lack of prosecution in the              
          cases at docket Nos. 10001-00 and 10002-00 did not contain any              
          valid reason why the Court should not dismiss those cases for               
          lack of prosecution.  The Court observed in Herbst I that those             
          respective responses contained contentions and arguments that the           
          Court had found in the Court’s respective January 18, 2002 Orders           
          in the cases at docket Nos. 10001-00 and 10002-00 to be frivolous           
          and/or groundless.  The Court also found in Herbst I that,                  
          despite the Court’s admonitions in those Orders about (1) the               
          frivolous and/or groundless contentions and arguments in Ms.                


               7Because we dismissed the cases at docket Nos. 9999-00 and             
          10000-00 for lack of jurisdiction, we denied respondent’s motion            
          to hold petitioners in default in each of those cases.                      





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