Ex parte KOGA et al. - Page 4




                 Appeal No. 1996-2198                                                                                                                   
                 Application 08/077,506                                                                                                                 





                                   2(...continued)                                                                                                      
                 31 USPQ2d 1027, 1028 n.1 (Bd. Pat. App. & Int. 1993):                                                                                  
                                            The examiner has cited and relied                                                                           
                                   upon four new references in the                                                                                      
                                   Examiner's Answer but did not make a                                                                                 
                                   new ground of rejection.  As set forth                                                                               
                                   in In re Hoch,  57 CCPA 1292, 428 F.2d                                                                               
                                   1341, 166 USPQ 406 (1970), "[W]hen a                                                                                 
                                   reference is relied on to support a                                                                                  
                                   rejection, whether or not in a 'minor                                                                                
                                   capacity,' there would appear to be no                                                                               
                                   excuse for not positively including                                                                                  
                                   the reference in the statement of                                                                                    
                                   rejection."  The failure of the                                                                                      
                                   examiner to do so here appears to be                                                                                 
                                   for the purpose of avoiding a new                                                                                    
                                   ground of rejection. Since a new                                                                                     
                                   ground of rejection was not made,                                                                                    
                                   appellants were not entitled as a                                                                                    
                                   matter of right to respond to this new                                                                               
                                   evidence of obviousness by  way of                                                                                   
                                   amendment and/or evidence.  Rather,                                                                                  
                                   appellants were limited to presenting                                                                                
                                   argument by way of a Reply Brief.  The                                                                               
                                   procedural disadvantage in which                                                                                     
                                   appellants were placed by the                                                                                        
                                   examiner's action is apparent.                                                                                       
                                   Accordingly, we have not considered                                                                                  
                                   the four references in determining the                                                                               
                                   correctness of the  rejection before                                                                                 
                                   us in this appeal.  If in further                                                                                    
                                   prosecution of this subject  matter,                                                                                 
                                   the examiner continues to find these                                                                                 
                                   references to be relevant evidence of                                                                                
                                   obviousness (see n. 6, infra), a                                                                                     
                                   proper rejection should be made.                                                                                     
                                                                                                            (continued...)                              

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