Ex parte SHAW et al. - Page 16



                 Appeal No. 1996-3525                                                                                    Page 16                        
                 Application No. 08/089,595                                                                                                             


                 second points") was equivalent to the structure disclosed by                                                                           
                 the appellants (i.e., resilient elastomeric frustoconical cone                                                                         
                 108 shown in Figure 7).  Moreover, the examiner never applied                                                                          
                 any of the above-noted indicia to support a conclusion that                                                                            
                 the structure of Morris '163 (e.g., the threaded shaft 35) is                                                                          
                 or is not an "equivalent" of the structure disclosed by the                                                                            
                 appellants in the context of 35 U.S.C. § 112, sixth paragraph.                                                                         
                 Thus, it is our view that the examiner has not met the burden                                                                          
                 of establishing a prima facie case of obviousness  since the                            6                                              
                 examiner has not established the structure of Morris '163                                                                              
                 (e.g., the threaded shaft 35) is an "equivalent" of the                                                                                
                 structure disclosed by the appellants.  Thus, the appellants                                                                           
                 arguments as to why the structure of Morris '163 (e.g., the                                                                            
                 threaded shaft 35) is not an "equivalent" of the structure                                                                             
                 disclosed by the appellants are unanswered.                                                                                            


                          In any event, in applying the above-noted test for                                                                            
                 determining equivalence under the sixth paragraph of 35 U.S.C.                                                                         
                 § 112 to ascertain whether the structure of Morris '163 (e.g.,                                                                         
                 the threaded shaft 35) is or is not an "equivalent" of the                                                                             

                          6In rejecting claims under 35 U.S.C. § 103, the examiner                                                                      
                 bears the initial burden of presenting a prima facie case of                                                                           
                 obviousness.  See In re Rijckaert, 9 F.3d 1531, 1532, 28                                                                               
                 USPQ2d 1955, 1956 (Fed. Cir. 1993).                                                                                                    




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