Ex Parte WARNES et al - Page 7




          Appeal No. 1997-2023                                                        
          Application No. 08/197,497                                                  


          materials of Punola.  A proper analysis under § 103 requires                
          consideration of whether the prior art would have suggested to              
          those of ordinary skill in the art that they should carry out the           
          claimed process and whether the prior art would also have                   
          revealed that in so carrying out, those of ordinary skill in the            
          art would have a reasonable expectation of success.  In re Vaeck,           
          947 F.2d 488, 493, 20 USPQ2d 1438, 1442 (Fed. Cir. 1991).                   
               For the foregoing reasons, we determine that the examiner              
          has failed to establish a prima facie case of obviousness in view           
          of the reference evidence.3  Accordingly, we cannot sustain the             
          examiner’s rejections under § 103.                                          











               3We have not considered Benander et al., U.S. Patent No.               
          4,698,244, as part of the examiner’s reference evidence because             
          this reference was not cited in the statement of the rejection              
          (see the Answer, pages 7 and 10).  “Where a reference is relied             
          on to support a rejection, whether or not in a ‘minor capacity,’            
          there would appear to be no excuse for not positively including             
          the reference in the statement of rejection.”  In re Hoch,                  
          428 F.2d 1341, 1342 n.3, 166 USPQ 406, 407 n.3 (CCPA 1970).                 
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