Ex parte PORTOGHESE - Page 6




                    Appeal No. 1997-2204                                                                                                                                  
                    Application No. 08/440,989                                                                                                                            



                    claimed (Combined Declaration and Power of Attorney, page 1).  Appellant re-averred his                                                               
                    status as the sole inventor of compound 7, illustrated in Scheme II of Portoghese et al., in a                                                        
                    Declaration under 37 CFR § 1.132 filed as Paper No. 21 on November 10, 1993 in parent                                                                 
                    Application No. 07/867,997 (also filed as Paper No. 11 on February 20, 1996 in this                                                                   
                    application).  In the same declaration, appellant described the type of contribution made by                                                          
                    Garzon-Aburbeh, Nagase, Lin and Takemori, resulting in their acknowledgment as co-                                                                    
                    authors of the Portoghese et al. publication, but consistent with appellant's sworn statement                                                         
                    that he is the sole inventor of compound 7 (Paper No. 11, paragraphs 5, 6, and 7).                                                                    
                              On these facts, we find that In re Katz is controlling; that the declaration evidence                                                       
                    provides "a clear alternative conclusion" to the examiner's inference that the name of co-                                                            
                    author Takemori appears on the Portoghese et al. publication because he (Takemori) is a                                                               
                    coinventor; and that there is no reason to look behind appellant's declaration (Paper No.                                                             
                    11).                                                                                                                                                  
                              Accordingly, we hold that the Portoghese et al. reference does not constitute legally                                                       
                    available prior art, and we reverse the examiner's rejection under 35 U.S.C. § 102(a).                                                                
                    II.       Rejection under 35 U.S.C. § 112, first and second paragraphs                                                                                
                              Claims 21 also stands rejected under 35 U.S.C. § 112, first and second                                                                      
                    paragraphs, as based on a non-enabling disclosure "and/or" failing to particularly point out                                                          
                    and distinctly claim the subject matter which applicant regards as the invention (Examiner’s                                                          
                    Answer, page 4).                                                                                                                                      


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