Ex parte BAUMANN et al. - Page 4


          Appeal No. 1999-0130                                                       
          Application No. 08/439,035                                                 


               Prior to addressing the merits of the examiner's                      
          rejections, it is important to emphasize that the initial burden           
          of establishing a prima case of obviousness within the meaning             
          of 35 U.S.C. § 103 rests on the examiner.  In re Piasecki, 745             
          F.2d 1468, 1471-72, 223 USPQ 785, 787-88 (Fed. Cir. 1984).  In             
          addition, to properly reject claims under 35 U.S.C. § 103 as               
          prima facie obvious in view of a combination of prior art                  
          references, an examiner must consider, inter alia, two factors:            
          (1) whether the prior art would have suggested to one of                   
          ordinary skill in the art to make the claimed composition or               
          carry out the claimed process; and (2) whether the prior art               
          would also have revealed that, in so making or carrying out, the           
          person of ordinary skill would have had a reasonable expectation           
          of success.  In re Vaeck, 947 F.2d 488, 493, 20 USPQ2d 1438,               
          1442 (Fed. Cir. 1991) (citing In re Dow Chemical Co., 837 F.2d             
          469, 473, 5 USPQ2d 1529, 1531 (Fed. Cir. 1988)).  Both the                 
          suggestion and reasonable expectation of success must be founded           
          in the prior art, not in applicants' disclosure.  Id.                      
               In this case, we determine that the examiner has not met              
          the threshold burden of proof because neither the suggestion nor           
          the requisite reasonable expectation of success is founded in              
          the prior art.  Id.                                                        


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