Ex parte HAKEY et al. - Page 3




          Appeal No. 1999-0768                                       Page 3           
          Application No. 08/878,136                                                  


               Upon careful review of the entire record including the                 
          respective positions advanced by appellants and the examiner,               
          we find ourselves in agreement with appellants that the                     
          examiner has failed to carry the burden of establishing a                   
          prima facie case of anticipation.  Accordingly, we will                     
          reverse the examiner’s § 102 rejection.                                     
               In this regard, the examiner has the initial burden of                 
          establishing a prima facie case of anticipation by pointing                 
          out where all of the claim limitations appear in a single                   
          reference.  See In re Spada, 911 F.2d 705, 708, 15 USPQ2d                   
          1655, 1657 (Fed. Cir. 1990); In re King, 801 F.2d 1324, 1327,               
          231 USPQ 136, 138-39 (Fed. Cir. 1986).  As developed in                     
          appellants’ brief, the examiner has not met this burden.                    
               The examiner has not reasonably established where Keiser               
          describes a substrate with a high capacitance storage node                  
          having a trench filled with a conductive material as herein                 
          claimed.  Rather, Keiser discloses a semiconductor substrate                
          having dielectric material filled trenches.  See, e.g., column              
          1, line 14 through column 2, line 5 and Figure 5 of Keiser.                 
          While Keiser may use polysilicon (a conductive material) in                 








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