Ex parte SASAKI et al. - Page 3




           Appeal No. 2001-0118                                                                
           Application No. 09/013,927                                                          

           Lubbers et al. (Lubbers)               4,217,194             Aug. 12,               
                                                                        1980                   
           Jeffrey et al. (Jeffrey)               4,353,788             Oct. 12,               
                                                                        1982                   
           Barnes et al. (Barnes)           5,178,739              Jan. 12, 1993               
           Fritsche                         5,300,205              Apr.  5, 1994               
           Rossnagel et al. (Rossnagel), “Metal ion deposition from                            
           ionized mangetron sputtering discharge,” J. Vac. Sci. Technol.                      
           B, Vol. 12, No. 1, pp. 449-453 (1994).                                              
                Claim 2 stands rejected under 35 U.S.C. § 103 as being                         
           unpatentable over Barnes in view of Jeffrey, Lubbers and                            
           Fritsche, and claim 4 stands correspondingly rejected over                          
           these references and further in view of Rossnagel.                                  
                On page 3 of the answer, the examiner refers to “prior                         
           Office action, Paper No. 17" for his exposition of these                            
           rejections.  Our study of Paper No. 17, which is the final                          
           Office action, reveals that the examiner advanced therein two                       
           separate theories in support of his position that Barnes                            
           teaches or would have suggested the here claimed applying step                      
           wherein “the sputter particles are ionized only by the high                         
           frequency electric power applied to the target.”  In one                            
           theory, the examiner concludes that it would have been obvious                      
           to modify patentee’s embodiment which uses an rf coil by                            
           simply eliminating this coil because the rf coil “is merely                         
           extra” (Paper No. 17, page 2 and page 8).  In the other                             
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