Ex Parte YANG et al - Page 7



          Appeal No. 2001-0607                                                        
          Application No. 09/244,429                                                  

          and a floating gate 18 are completed with an interlayer                     
          insulating portion 19 being interposed.                                     
               The examiner is apparently relying on Yoshimi’s second                 
          polysilicon layer as the claimed “control gate arrangement.”                
          However, the second polysilicon layer of Yoshimi is a single                
          layer.  Claim 18, on the other hand, requires that the control              
          gate arrangement comprises “a plurality of silicon-based layers.”           
          Accordingly, Yoshimi’s second polysilicon layer 15 cannot suggest           
          the claimed control gate arrangement.  Moreover, even if we                 
          consider resist pattern 16, together with layer 15, forming the             
          control gate 17, to be the claimed control gate arrangement, this           
          would clearly meet the limitation of the arrangement being                  
          comprised of a “plurality of layers,” but it would not teach the            
          claimed range, i.e., that the control gate arrangement “has a               
          thickness of no greater than about 800 D” because it would be               
          pure speculation to assume that the resist layer thickness plus             
          the second polysilicon layer 15 thickness would be less than 800            
          D.  Further still, the resist layer 16 is not a permanent                   
          structure since it is etched away, so it has little meaning to              
          say that layers 15 and 16, together, form a control gate                    
          arrangement.                                                                
               Still further, even if the second polysilicon layer 15 of              
                                         -7–                                          




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