Ex Parte KIM - Page 5



           Appeal No. 2001-0836                                                                      
           Application No. 08/991,448                                                                

           of complying with the burden of presenting a prima facie case of                          
           obviousness.  Note In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d                          
           1443, 1444 (Fed. Cir. 1992).                                                              
                 With respect to the obviousness rejection of independent                            
           claims 9 and 23 based on the combination of Yew and Lim,                                  
           Appellant asserts the Examiner’s failure to establish a prima                             
           facie case of obviousness since all of the claim limitations are                          
           not taught or suggested by the applied prior art references.  In                          
           particular, Appellant contends (Brief, pages 4 and 5; Reply                               
           Brief, page 2) that the structure resulting from the Examiner’s                           
           proposed combination would not have an HSG layer in contact with                          
           a sidewall spacer layer as required by each of independent claims                         
           9 and 23.                                                                                 
                 After careful review of the applied Yew and Lim references,                         
           we are in general agreement with Appellant’s position as stated                           
           in the Briefs.  In our view, if Yew and Lim were combined in                              
           accordance with the collective teachings of the references, the                           
           polysilicon layer 1 would lie between the HSG layer and the                               
           sidewall spacer, i.e., there would be no contact between the HSG                          
           layer and the sidewall spacer as claimed.                                                 
                 We recognize that, in attempting to address the language of                         
           appealed claims 9 and 23, the Examiner has suggested (Answer,                             
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