Ex Parte CLARK et al - Page 4



             Appeal No. 2001-2271                                                              Page 4                
             Application No. 08/971,839                                                                              
             the body of water within the treatment zone is maintained at a constant temperature,                    
             and during which the biological agent is transferred to the aquatic animals.                            
                    Zohar describes “[a] method for administering compounds, including proteins . . .                
             non-protein drugs, and nucleic acids, to aquatic animals, especially fish, in an aquatic                
             medium containing the compound to be administered to enhance or effect the uptake of                    
             the compound by the animal from the water” (column 1, lines 56-63).  While Zohar                        
             states that goldfish were held in a 180 liter aquarium maintained at 20°C prior to                      
             ultrasonic treatment to enhance uptake of a peptide hormone (column 3, Example 1),                      
             the examiner concedes that “there is no explicit teaching that the water temperature                    
             [was] maintained during the ultrasound treatment” (Answer, page 7).                                     
                    According to Heat Systems Ultrasonics, “[o]ne of the most important aspects of                   
             sonifying with high power . . . is keeping the processed material cool.  Over 150 watts of              
             energy is delivered to the solution . . . [it] is emitted as sound, becoming in turn                    
             cavitation, and finally heat, which must be absorbed by a cooling bath as quickly as                    
             possible” (page 1).  The reference describes several cooling cell configurations and                    
             procedures capable of “hold[ing]” or “maintain[ing]” samples at various temperatures                    
             during ultrasonification, and which “greatly simplify the critical cooling procedure, so that           
             enzyme and biological activity are preserved” (id.).                                                    
                    According to appellants, “[i]n the present case, patentability is predicated on the              
             maintenance of a constant temperature within an underwater treatment zone during its                    
             exposure to an acoustic field” (Brief, page 3).  In their sole argument, appellants                     
             emphasize that this limitation distinguishes Zohar from each of the claims on appeal,                   
             and take exception to the examiner’s assertion that Zohar, either alone or in                           





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