Abe et al v. Baldwin - Page 4




                              Frohlich:      6, 7, 14, 21, 22, 30 and 33-46                                                      
                              Baldwin:       41-43 and 50                                                                        
                      12.  The level of ordinary skill in the art is defined by the prior art references made of                 
               record.                                                                                                           
                      C.  Decision                                                                                               
                      Frohlich miscellaneous motion 1                                                                            
                      Some time ago, the parties were involved in a civil action in the United States District                   
               Court for the Southern District of California.  Frohlich’s then real party in interest, Phase Change              
               Laboratories, Inc. (PCL)1 sued Baldwin’s real party in interest Vesture Corporation (Vesture) for                 
               patent infringement of Frohlich’s involved 5,884,006 (‘006) patent.  Baldwin counterclaimed                       
               that all of the claims in the ‘006 patent were invalid for failing to comply with one or more of the              
               statutory requirements of the Patent Act, 35 U.S.C. § 1 et seq., including, 35 U.S.C. §§ 102, 103                 
               and/or 112, and all parts, subparts or paragraphs thereof, and that the inventors of the Frohlich                 
               patent did not invent the inventions claimed in the Frohlich patent.  The parties settled the                     
               dispute, and the district court judge entered an order dismissing the action with prejudice (Paper                
               17).                                                                                                              
                      Frohlich, through its miscellaneous motion 1, requests that judgment be entered against                    
               Baldwin based on equitable estoppel, or alternatively, based on estoppel by judgment.  It is                      
               Frohlich’s position that the settlement agreement and the order from the district court dismissing                
               the action with prejudice should have prevented Baldwin from provoking this interference.                         


                      1  PCL assigned Frohlich’s involved patent to Energy Storage Technologies (EST).                           
               Later, PCL was merged with and into EST (motion at 2).                                                            
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