Ex Parte LUDDECKE et al - Page 3




              Appeal No. 2003-1721                                                                 Page 3               
              Application No. 09/226,143                                                                                



                     Claims 6-8 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over Kitaoka in           
              view of the Statements in the Specification.  Claims 9-17 stand rejected under 35 U.S.C. § 103(a)         
              as being unpatentable over Takagaki in view of the Statements in the Specification.                       
                     We reverse with respect to both rejections for the reasons that follow.                            
                                                      OPINION                                                           
                     The Examiner bears the initial burden of presenting a prima facie case of unpatentability.         
              In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d 1443, 1444 (Fed. Cir. 1992).  In meeting that               
              burden, care must be taken to formulate a basis for the rejection which is consistent with the law        
              and supported by the evidence relied upon.  In the present case, there are errors both in the             
              application of the law and in the interpretation of what the prior art references would have taught       
              to one of ordinary skill in the art.                                                                      
                     Kitaoka is directed to a process for extracting carotenoids from bacterial cells.  Takagaki        
              is directed to the stabilization of a carotenoid pigment composition with licorice organic solvent.       
              The Examiner acknowledges that neither Kitaoka nor Takagaki disclose that the carotenoids they            
              describe are in aggregated form.  However, the Examiner concludes that, due to the similarities           
              in production methods and ingredients between the processes of the references and the process             
              described in the Statements in the Specification, “[i]t would have been obvious to one having             












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