Ex Parte LUDDECKE et al - Page 7




              Appeal No. 2003-1721                                                                 Page 7               
              Application No. 09/226,143                                                                                


              from the licorice extract by distillation (Takagaki, p. 4, ll. 3-5).  Second, while Embodiments 2         
              and 3 (Takagaki, pp. 6-7) list water and ethanol solution, respectively, in the carotenoid pigment        
              solutions, those embodiments do not discuss the order to mixing: There is no evidence that water          
              is added to a carotenoid/water-miscible solvent solution.                                                 
                     We conclude that the Examiner has failed to establish a prima facie case of obviousness            
              with respect to the subject matter of claims 6-17.                                                        
                                                   OTHER ISSUES                                                         
                     The application file contains an Information Disclosure Statement (IDS) submitted on               
              January 25, 2002.  The Examiner should note that the documents furnished in the IDS are the               
              documents underlying the Statements in the Specification at page 1, lines 26-36 upon which the            
              Examiner has relied upon to reject the claims.  We note that the documents are prior art and have         
              greater evidentiary value than a summary of their contents in the Applicants’ own specification.          
              Yet, it is unclear whether the Examiner considered these important documents as the PTO-1449              
              submitted with the IDS has not been initialed and signed by the Examiner nor are reasons given            
              in the next Office Action for refusing consideration.  Upon return of the Application to the              
              jurisdiction of the Examiner, it is suggested that the Examiner follow the procedures outlined in         
              MPEP § 609 with regard to the IDS.                                                                        













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