Ex Parte Matzinger et al - Page 11


                 Appeal No.  2003-2146                                                        Page 11                  
                 Application No.  09/546,143                                                                           
                 claimed invention.  Accordingly, we reverse the rejection of claims 12, 14, 15, 17,                   
                 19, 21, 23 and 25 under 35 U.S.C. § 112, first paragraph.                                             
                 THE REJECTIONS UNDER 35 U.S.C. § 102:                                                                 
                 Krogsgaard-Larsen:                                                                                    
                        According to the examiner (Answer, page 9), “[c]ompounds 12 and 13 on                          
                 page 328 [of Krogsgaard-Larsen] are embraced by formula VIII in claim 17 with                         
                 R3 as lower alkyl, and R4[ ]as an amino protecting group.”  We will separately                        
                 discuss the merits of the rejection as it relates to compounds 12 and 13.                             
                                                    Compound 13                                                        
                        As appellants point out (Brief, page 8), “[c]ompound 13 of Krogsgaard-                         
                 Larsen et al. has a trans configuration between the hydroxyl and ester groups …                       
                 [and therefore] does not encompass the compounds of claim 17, which have a                            
                 cis configuration between the hydroxyl and ester groups….”  We agree.                                 
                        We are not persuaded by the examiner’s argument (Answer, page 10,                              
                 emphasis removed), “spatial orientation of a compound can flip flop from one                          
                 form to the other because bonds are not static.”  According to the examiner (id.),                    
                 if a trans-form of a compound [exists], a cis-form also exists inevitably.  This is                   
                 the most fundamental principle in stereo-chemistry.  So, if a reference discloses                     
                 a trans-form, then a cis-form will be inherently embraced.”  The examiner’s logic                     
                 eludes us.  The examiner fails to explain how one of ordinary skill in the art can                    
                 isolate a particular enantiomeric form of a compound, as set forth in appellants’                     
                 claimed invention, whose spatial orientation “flip flops” from one spatial                            
                 orientation to another.  Further, it appears that the examiner is confused with                       
                 regard to “the most fundamental principles” of stereo-chemistry.  The trans                           





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