Ex Parte Rubin et al - Page 1





                                             The opinion in support of the decision being                                             
                                         entered today is not binding precedent of the Board.                                         


                                  UNITED STATES PATENT AND TRADEMARK OFFICE                                                           
                                                  ______________________                                                              

                                       BEFORE THE BOARD OF PATENT APPEALS                                                             
                                                    AND INTERFERENCES                                                                 
                                                  ______________________                                                              

                                        Ex parte GERALD M. RUBIN, DUOJIA PAN,                                                         
                                                JENNY ROOKE, REZA YAVARI                                                              
                                                           and TIAN XU                                                                
                                                  ______________________                                                              

                                                     Appeal No. 2004-11061                                                            
                                                  Application No. 09/871,3882                                                         
                                                   _____________________                                                              

                                                            ON BRIEF                                                                  
                                                  ______________________                                                              

               Before:         WILLIAM F. SMITH, Administrative Patent Judge,                                                         
                               McKELVEY, Senior Administrative Patent Judge, and                                                      
                               SPIEGEL, Administrative Patent Judge.                                                                  

               SPIEGEL, Administrative Patent Judge.                                                                                  


                                                    DECISION ON APPEAL                                                                

               I.      Introduction                                                                                                   

                       This is a decision on appeal under 35 U.S.C. § 134 from the examiner's final                                   


                       1 The application on appeal was received by the Board on 17 March 2004.                                        
                       2 Application for patent filed 31 May 2001.  According to appellants, this application is a divisional         
               of application 09/709,126, filed 8 November 200, now U.S. Patent 6,319,704, which is a divisional of                   
               application 09/285,502, filed 2 April 1999, now U.S. Patent 6,190,876, which is a divisional of application            
               08/937,931 filed 27 August 1997, now U.S. Patent 5,935,792, which claims the benefit of provisional                    
               applications 60/053,476, filed 23 July 1997, and 60/019,390, filed 29 August 1996.  Further according to               
               appellants, the real parties-in-interest are The Regents of the University of California and Exelixis, Inc., the       
               assignee and licensee, respectively, of this application.  However, both the first page of the involved                
               specification and the USPTO assignment records indicate that Yale University is also an assignee.                      







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