Ex Parte Levin - Page 5


                Appeal No. 2004-1391                                                  Page 5                  
                Application No. 09/811,654                                                                    

                HDL levels – raising HDL is the effect that “promot[es] cardiovascular health” as             
                recited in the preamble.                                                                      
                      Nor does the preamble’s recitation of “a mammal in need of such                         
                treatment” limit the mammal on whom the method is carried out.  The                           
                specification makes clear that “low levels of HDL are a risk factor in                        
                cardiovascular health, as HDLs serve to sweep artery clogging cholesterol from                
                the bloodstream.”  Page 1.  Nowhere does the specification suggest that the                   
                claimed method can or should be carried out only on patients who have a lower-                
                than-normal level of HDL.                                                                     
                      The specification does not state, for example, that high levels of HDL are              
                harmful or that treatment with tagatose would be contraindicated if the patient’s             
                HDL level was above a specified level.  Thus, the claim is most reasonably                    
                interpreted to read on administration of tagatose even to healthy individuals,                
                since even those individuals would benefit from increased “HDLs serv[ing] to                  
                sweep artery clogging cholesterol from the bloodstream.”                                      
                      Thus, we interpret claim 1 to read on administration of tagatose to a                   
                mammal, at a dosage that can be, e.g., 50-1500 mg/kg body weight/day.  This is                
                the broadest reasonable interpretation of the claim consistent with the                       
                specification.  See, e.g., In re Sneed, 710 F.2d 1544,1548, 218 USPQ 385, 388                 
                (Fed. Cir. 1983).                                                                             
                      So interpreted, claim 1 is anticipated by Zehner.  Zehner discloses                     
                administration of tagatose to rats at a dosage of 1 g/kg body weight (i.e., 1000              







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