Ex Parte DONG et al - Page 3




            Appeal No. 2004-1543                                                    Page 3             
            Application No. 09/303,991                                                                 


                                               OPINION                                                 
                  In reaching our decision in this appeal, we have given careful consideration to      
            the appellants' specification and claims, to the applied prior art, and to the respective  
            positions articulated by the appellants and the examiner.  Upon evaluation of all the      
            evidence before us, it is our conclusion that the evidence adduced by the examiner is      
            insufficient to establish a prima facie case of obviousness with respect to the claims     
            under appeal.  Accordingly, we will not sustain the examiner's rejection of claims 7 to 13 
            under 35 U.S.C. § 103.  Our reasoning for this determination follows.                      


                  In rejecting claims under 35 U.S.C. § 103, the examiner bears the initial burden     
            of presenting a prima facie case of obviousness.  See In re Rijckaert, 9 F.3d 1531,        
            1532, 28 USPQ2d 1955, 1956 (Fed. Cir. 1993).  A prima facie case of obviousness is         
            established by presenting evidence that would have led one of ordinary skill in the art to 
            combine the relevant teachings of the references to arrive at the claimed invention.  See  
            In re Fine, 837 F.2d 1071, 1074, 5 USPQ2d 1596, 1598 (Fed. Cir. 1988) and In re            
            Lintner, 458 F.2d 1013, 1016, 173 USPQ 560, 562 (CCPA 1972).  Rejections based on          
            35 U.S.C. § 103 must rest on a factual basis with these facts being interpreted without    
            hindsight reconstruction of the invention from the prior art.  The examiner may not,       
            because of doubt that the invention is patentable, resort to speculation, unfounded        
            assumption or hindsight reconstruction to supply deficiencies in the factual basis for the 








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