Ex Parte Lal et al - Page 4


              Appeal No. 2005-0102                                                                 Page 4                
              Application No. 09/840,787                                                                                 

              2.  Utility                                                                                                
                     The examiner rejected claims 2-14 and 21 under 35 U.S.C. §§ 101 and 112, first                      
              paragraph, for lack of patentable utility.                                                                 
                     The examiner bears the initial burden of showing that a claimed invention lacks                     
              patentable utility.  See In re Brana, 51 F.3d 1560, 1566, 34 USPQ2d 1436, 1441 (Fed.                       
              Cir. 1995) (“Only after the PTO provides evidence showing that one of ordinary skill in                    
              the art would reasonably doubt the asserted utility does the burden shift to the applicant                 
              to provide rebuttal evidence sufficient to convince such a person of the invention’s                       
              asserted utility.”).                                                                                       
                     The U.S. Court of Appeals for the Federal Circuit recently addressed the utility                    
              requirement in the context of a claim to DNA.  See In re Fisher, 421 F.3d 1365, 76                         
              USPQ2d 1225 (Fed. Cir. 2005).  The Fisher court interpreted Brenner v. Manson, 383                         
              U.S. 519, 148 USPQ 689 (1966), as rejecting a “de minimis view of utility.”  421 F.3d at                   
              1370, 76 USPQ2d at 1229.  The Fisher court held that § 101 requires a utility that is                      
              both substantial and specific.  Id. at 1371, 76 USPQ2d at 1229.  The court held that                       
              disclosing a substantial utility means “show[ing] that an invention is useful to the public                
              as disclosed in its current form, not that it may be useful at some future date after                      
              further research.  Simply put, to satisfy the ‘substantial’ utility requirement, an asserted               
              use must show that that claimed invention has a significant and presently available                        
              benefit to the public.”  Id., 76 USPQ2d at 1230.                                                           
                     The court held that a specific utility is “a use which is not so vague as to be                     
              meaningless.”  Id.  In other words, “in addition to providing a ‘substantial’ utility, an                  







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