Ex Parte Lal et al - Page 9


              Appeal No. 2005-0102                                                                 Page 9                
              Application No. 09/840,787                                                                                 

              that “the mitochondrial carrier family of proteins includes carriers involved in the transport             
              of ions and charged metabolites between the cytosol and the mitochondrial matrix.”                         
              Appeal Brief, page 15.  We can assume, for the sake of argument, that Appellants are                       
              correct in asserting that HRM-19 is likely to be a mitochondrial carrier protein.1                         
                     That assertion, however, does not establish the patentable utility of the claimed                   
              polynucleotides, because Appellants do not explain what utility is shared by mitochondrial                 
              carrier proteins.  That is, assuming that HRM-19 is a mitochondrial carrier protein that is                
              involved in transporting ions and charged metabolites between the cytosol and the                          
              mitochondrial matrix, how does that make it useful to a person of skill in the art?                        
              Appellants provide no answer to this question and none is apparent to us from the                          
              evidence of record.2  Therefore, we find that classifying a protein as a mitochondrial                     
              carrier protein does not, by itself, disclose a specific and substantial utility to those skilled          
              in the art.                                                                                                
                     Finally, Appellants assert that “[t]he Lal declaration clearly demonstrates that the                
              transcripts for HRM-19 were significantly, differentially, up-regulated (overexpressed) in                 
              lung tissue samples from cancer patients as compared to matched normal samples from                        
              the same patient.  Therefore, HRM-19, and the cDNA encoding it, are of diagnostic use in                   
              detecting lung cancers.”  Appeal Brief, pages 17-18.  Appellants also assert that “[t]he use               
              of polynucleotides encoding HRM to detect cancer, and the association of increased                         
                                                                                                                        
              1 The examiner disputes this assertion, but we need not resolve the dispute in this case.                  
              2 We have not considered the Yu et al. reference cited on page 16 of the Appeal Brief.  That reference     
              was published in 2001, while the instant application apparently has an effective filing date of September  
              23, 1997.  “Enablement, or utility, is determined as of the application filing date.”  In re Brana, 51 F.3d
              1560, 1567 n.19, 34 USPQ2d 1436, 1441 n.19 (Fed. Cir. 1995).  Post-filing evidence can be considered       
              only to the extent that it shows the state of the art as of the effective filing date.  See In re Hogan, 559
              F.2d 595, 605, 194 USPQ 527, 537 (CCPA 1977) (“[U]se of later publications as evidence of the state of     






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