Ex Parte KRAUS - Page 22



             Appeal No. 2005-0841                                                                                 
             Application No. 08/230,083                                                                           

                          (2) the subject matter of an application claim which                                    
                                 was amended or canceled and, on a limitation-by-                                 
                                 limitation basis, the territory falling between                                  
                                 the scope of                                                                     
                                 (a) the application claim which was canceled or                                  
                                        amended and                                                               
                                 (b) the patent claim which was ultimately issued?                                
             We believe North American Container stands for the proposition                                       
             that it is (2) and not (1).  Accordingly, we hold that it is (2).                                    
                                                      (6)                                                         
                              Clement principles are not per se rules                                             
                    Our reading of our appellate reviewing court's recapture                                      
             opinions, as a whole, suggests that the Clement steps should not                                     
             be viewed as per se rules.  For example, we note the following in                                    
             Clement, 131 F.3d at 1469, 45 USPQ2d at 1164:                                                        
                    Although the recapture rule does not apply in the                                             
                    absence of evidence that the applicant's amendment was                                        
                    "an admission that the scope of that claim was not in                                         
                    fact patentable," Seattle Box Co. v. Industrial Crating                                       
                    & Packing, Inc., 731 F.2d 818, 826, 221 USPQ 568, 574                                         
                    (Fed. Cir. 1984), "the court may draw inferences from                                         
                    changes in claim scope when other reliable evidence of                                        
                    the patentee’s intent is not available," Ball [Corp. v.                                       
                    United States], 729 F.2d at 1436, 221 USPQ at 294.                                            
                    Deliberately canceling or amending a claim in an effort                                       
                    to overcome a reference strongly suggests that the                                            
                    applicant admits that the scope of the claim before the                                       
                    cancellation or amendment is unpatentable, but it is                                          
                    not dispositive because other evidence in the                                                 
                    prosecution history may indicate the contrary. See                                            

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