Ex Parte 6039076 et al - Page 17



               Appeal 2006-1875                                                                              
               Reexamination Control No. 90/006,272                                                          
           1   Disclosure Statement filed December 30, 2003 (which is similar to a                           
           2   statement in the amendment May 12, 2003):                                                     
           3                Patentee conducted a diligent investigation as to the first date of              
           4         publication of the Copes-Vulcan Sales Brochure referenced in the                        
           5         attached declaration.  Patentee was and is unable to establish any date                 
           6         of publication prior to June 30, 1997, and cannot confirm the actual                    
           7         date the Copes-Vulcan Sales Brochure first became accessible to the                     
           8         public.                                                                                 
           9   That is, Patent Owner asserts that it is without knowledge of the date of                     
          10   "publication" of the Copes-Vulcan brochure.  This statement, even if                          
          11   considered evidence, is entitled to little weight because it does not tend to                 
          12   prove that "publication" of the brochure occurred after the critical date, or                 
          13   disprove that "publication" occurred before the critical date.                                
          14         No facts or details are provided about the brochure or the investigation.               
          15   Patent Owner does not even say whether it discovered the date of printing                     
          16   and, if so, what it was.  The quotation above is open to the interpretation that              
          17   Patent Owner knows that the brochure was printed before the critical date, but                
          18   was unable to confirm the specific date it became publicly accessible (i.e., the              
          19   date of "publication").  Patent Owner does not explain what records were                      
          20   searched, with what results, or what personnel were interviewed.  For                         
          21   example, the co-inventors Hemme and Shea submitted Rule 132 declarations                      
          22   stating that the RAVEN control valve in the Copes-Vulcan Brochure was                         
          23   their work, but there is no indication that they were asked if they knew about                
          24   the circumstances surrounding the distribution of the brochure or when the                    
          25   RAVEN control valve went on sale.  Patent Owner does not provide any                          
                                                   - 17 -                                                    



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