Ex Parte Nishikawa et al - Page 2


             Appeal No. 2006-2811                                                           Page 2               
             Application No. 09/973,646                                                                          

                   The specification of the present application describes a thermoplastic resin                  
             composition comprising an elastomer and tungsten powder.  See page 2.  The                          
             composition is said to be useful as a substitute for lead in forming articles such as               
             balance weights.  Id.                                                                               
                                                   Discussion                                                    
             1.  Claims                                                                                          
                   Claims 1, 3-7, 12, 16-19, 22, and 23 are on appeal.  Claims 20 and 21 are also                
             pending but are not rejected.  We will focus on claim 1, the broadest claim on appeal,              
             which reads as follows:                                                                             
                   1.  A thermoplastic resin composition comprising 2.5 to 15 wt[.]% of a styrene-               
             based thermoplastic elastomer and 85 to 97.5 wt.% of tungsten powder.                               
             2.  Sakaki                                                                                          
                   The examiner has rejected claims 1, 3-7, 12, 16-19, 22, and 23 under 35 U.S.C.                
             § 102(e) as anticipated by Sakaki.1  The examiner argues that Sakaki describes a                    
             composition that anticipates claim 1.  Examiner’s Answer, page 3.                                   
                   Appellants argue that Sakaki is not available as prior art against the present                
             claims based on two declarations under 37 CFR § 1.132 that “unequivocally state[] that              
             the named inventors in the present application invented the thermoplastic resin                     
             composition which is used to manufacture one of the elements of the balance weight                  
             claimed in Sakaki.”  Appeal Brief, pages 4-5.                                                       
                   Each of the Rule 132 declarations state “that we are the true inventors of the                
             thermoplastic resin composition containing 2.5 to 8.0% by weight of a thermoplastic                 
                                                                                                                 
             1 Sakaki, U.S. Patent No. 6,364,422 B1, which issued April 2, 2002, from an application filed August 18,
             2000.                                                                                               




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