Ex Parte Hollingsworth - Page 18



                Appeal 2007-0040                                                                             
                Application 10/170,069                                                                       
                Patent 6,073,699                                                                             

                                   in another aspect completely unrelated to the rejection,                  
                                   the recapture rule bars the claim;                                        
                                         (b) if the reissue claim is narrower in an aspect                   
                                   germane to [a] prior art rejection, and broader in an                     
                                   aspect unrelated to the rejection, the recapture rule does                
                                   not bar the claim, but other rejections are possible.                     
                                                     (4)                                                     
                                         North American Container                                            
                      In North American Container, Inc. v. Plastipak Packaging, Inc., 415                    
                F.3d 1335, 75 USPQ2d 1545 (Fed. Cir. 2005), the Federal Circuit had                          
                occasion to further address Substep (3)(a) of Clement.                                       
                      North American Container involved a reissue patent, which had been                     
                held invalid by the U.S. District Court for the Northern District of Texas.                  
                The district court bottomed its invalidity holding based on a violation of the               
                recapture rule.  During prosecution of an application for patent, an Examiner                
                rejected the claims over a combination of two prior art references:                          
                Dechenne and Jakobsen.  To overcome the rejection, North American                            
                Container limited its application claims by specifying that a shape of “inner                
                walls” of a base of a container was “generally convex.”  North American                      
                Container convinced the Examiner that the shape of the base, as amended,                     
                defined over “both the Dechenne patent, wherein the corresponding wall                       
                portions 3 are slightly concave ... and the Jakobsen patent, wherein the entire              
                reentrant portion is clearly concave in its entirety.”  415 F.3d at 1340, 75                 
                USPQ2d at 1549.  After a patent issued containing the amended claims,                        
                North American Container filed a reissue application seeking reissue claims                  

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