Ex Parte HODGEN - Page 2

                Appeal 2007-0741                                                                                
                Application 09/313,625                                                                          

                                              BACKGROUND                                                        
                       Long term estrogen replacement therapy is common for post-                               
                menopausal and other estrogen deficient women, but has been associated                          
                with undesirable side effects, including “an increased incidence of                             
                endometrial cancer, . . . uterine bleeding and cyclotherapeutic withdrawal                      
                menstrual bleeding during a time in their lives when many women welcome                         
                cessation of menstrual bleeding as a normal occurrence in menopause”                            
                (Spec. 1: 13-29).                                                                               
                       One approach to avoiding the ill effects of estrogen therapy is to use a                 
                selective estrogen receptor modulator (SERM) in place of estrogen.  SERMs                       
                - also known as anti-estrogens or selective estrogens - bind estrogen                           
                receptors and competitively block the binding of endogenous estrogens (id.                      
                at 2: 9-14).  “However, all such [SERMs] can be, in fact, active estrogens                      
                depending on the tissue, dose/regimen and hormonal milieu of the drug                           
                exposure” (id. at 2: 16-18).  That is, SERMs can exhibit complex “mixed                         
                function agonistic/antagonistic activities” and “[t]he degree to which the                      
                [SERM] acts as an estrogen also depends on the particular material and the                      
                tissue site” (id. at 2: 18-21).  Among the best known of these SERMs are                        
                clomiphene, tamoxifen, and benzothiophenes like raloxifene (id. at 2: 15 and                    
                6: 11).                                                                                         
                       Nevertheless, “[SERM] therapy . . . is not without its own problems”                     
                (Spec. 2: 22-23), including “a ‘run away’ endogenous estrogen” effect, due                      
                to “derangement” of the “hypothalamic-pituitary-gonadal axis involved in                        
                endogenous hormone production” (id. at 2: 24-25; 3: 22; 4: 12-13).                              



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