Ex Parte BEALE - Page 36



                Appeal 2007-1432                                                                             
                Application 09/141,186                                                                       
                Patent 5,549,673                                                                             

                      Similarly, in Hester Indus., the Federal Circuit determined that                       
                “surrendered subject matter - i.e., cooking other than solely with steam and                 
                with at least two sources of steam – has crept into the reissue claims                       
                [because] [t]he asserted reissue claims are unmistakably broader in these                    
                respects.”  142 F.3d at 1482, 46 USPQ2d at 1649.  Immediately after making                   
                this determination, the court then stated: “Finally, because the recapture rule              
                may be avoided in some circumstances, we consider whether the reissue                        
                claims were materially narrowed in other respects.”  Id. (emphases added).                   
                Yet again, the language “materially narrowed in other respects” relates for                  
                comparison back to the earlier recited language “[t]he asserted reissue                      
                claims are unmistakably broader in these respects.”  It follows that Hester                  
                Indus. also makes clear that a reissue claim will avoid the recapture rule if                
                materially narrowed in respects other than the broader aspects relating to                   
                surrendered subject matter.                                                                  
                      There is a reason the Federal Circuit has repeatedly assessed recapture                
                rule avoidance in terms of whether the reissue claims were materially                        
                narrowed in respects other than the broader aspects relating to surrendered                  
                subject matter.  The reason involves the purpose served by permitting the                    
                recapture rule to be avoided under certain circumstances.  This purpose is                   
                described in Hester Indus. as follows:                                                       
                      [T]his principle [i.e., avoidance of the recapture rule], in                           
                      appropriate cases, may operate to overcome the recapture rule                          
                      when the reissue claims are materially narrower in other                               
                      overlooked aspects of the invention.  The purpose of this                              
                      exception to the recapture rule is to allow the patentee to obtain                     

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