Ex Parte BEALE - Page 39



                Appeal 2007-1432                                                                             
                Application 09/141,186                                                                       
                Patent 5,549,673                                                                             

                claims (“at least 59 ISO in the final pulp”; see clause (e) of reissue claim 49)             
                also was recited in the patent claims (see clause (f) of patent claim 1). 131                
                F.3d at 1470, 1474, 45 USPQ2d at 1165, 1169.  Therefore, the narrowing                       
                limitation of Clement, like Pannu, was not overlooked during original                        
                prosecution and did not materially narrow the reissue claim.                                 
                      Additionally, in setting forth the test for recapture Clement states in                
                part that “if the reissue claim is narrower in an aspect germane to prior art                
                rejection, and broader in an aspect unrelated to the rejection, the recapture                
                rule does not bar the claim” and specifically states that “Ball is an example                
                of (3)(b).”  131 F.3d at 1470, 45 USPQ2d at 1165.  The claims before the                     
                court in Ball were determined by the trial judge to be materially narrower as                
                to a feature not found in the originally prosecuted claims and were                          
                determined by the Examiner to distinguish over the prior art.  See Ball                      
                Corporation v. The United States, 219 USPQ 73, 79 (Cl. Ct. 1982).  (“[T]he                   
                new reissue claims recite structure never before recited in any claim                        
                presented during the prosecution of the original case.  These recitations                    
                appear, on their face, to be substantial.”)                                                  
                      Finally, in Mentor, each of the limitations added to the reissue claims                
                were thoroughly analyzed and determined to not be materially narrowing                       
                because the same or similar features were in the patent claims or the prior                  
                art.  Mentor, 998 F.2d at 996, 27 USPQ2d at 1525-26.  It follows that the                    
                reissue claims of Mentor, like those of Pannu and Clement, failed to avoid                   
                the recapture rule because they had been broadened to include surrendered                    
                subject matter but had not been narrowed in any material respect.                            

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