Ex Parte BEALE - Page 41



                Appeal 2007-1432                                                                             
                Application 09/141,186                                                                       
                Patent 5,549,673                                                                             

                putting the cart before the horse.  A patentee seeking a reissue claim which                 
                is barred by recapture is not entitled to a reissue patent under 35 U.S.C.                   
                § 251.  If there is no reissue patent, there can be no intervening rights.                   

                                                    (14)                                                     
                                               Public Notice                                                 
                      We believe that any recapture analysis must be bottomed principally                    
                on a “public notice” analysis which can occur only after a record becomes                    
                “fixed.”  In the case of a patent, the “claims” and the “prosecution history”                
                become fixed at the time the patent is issued--not during “fluid” patent                     
                prosecution where claims and arguments can change depending on the                           
                circumstances, e.g., prior art applied and amendments to claims.  It is from a               
                fixed perspective that the public (not the patentee) must make an analysis of                
                what the patentee surrendered during prosecution.  Moreover, Appellant (not                  
                the public) control what amendments and arguments are presented during                       
                prosecution.  When an amendment or argument is presented, it is the                          
                Appellant that should be in the best position to analyze what subject matter                 
                (i.e., territory to use the Supreme Court’s language) is being surrendered (or               
                explain why the reissue claims are materially narrowed).                                     







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