Ex parte RAY - Page 12




          Appeal No. 96-0113                                                          
          Application 07/848,779                                                      

          explanations on how each claim reads on Sullivan '501, the                  
          examiner's holding of anticipation is without basis.                        
               In the absence of a prima facie case of anticipation, the              
          appellant is under no obligation to set forth any counter                   
          argument or rebuttal evidence.  The burden has not shifted to the           
          appellant to make such a response, and reasonably so.  Without              
          the examiner's initial findings, there is no target or point with           
          which the appellant can take issue with.  To shift the burden to            
          the appellant under such a circumstance to identify features                
          which he contends are not disclosed by the allegedly anticipatory           
          reference is tantamount to requiring the appellant to demonstrate           
          patentability, contrary to the principle of 35 U.S.C. § 102.                
          Moreover, procedural due process and 35 U.S.C. § 132 of the                 
          patent statute require that applicants be adequately notified of            
          the reasons for the rejection of claims so that they can decide             
          how to proceed.  In re Ludtke, 441 F.2d 660, 662, 169 USPQ 563,             
          565 (CCPA 1971).  Accordingly, we do not take the view that the             
          appellant has conceded a lack of novelty of all claim features              
          the appellant happens to not have addressed in the appeal brief.            
          Instead, for the foregoing reasons, we conclude that the examiner           
          has failed to put forth a prima facie case of lack of novelty.              
               In the alternative, even if it is assumed that all features            


                                         -12-                                         





Page:  Previous  5  6  7  8  9  10  11  12  13  14  15  16  17  18  19  Next 

Last modified: November 3, 2007