Ex parte HERBERMANN - Page 14




          Appeal No. 97-2999                                        Page 14           
          Application No. 08/338,714                                                  


          radially outwardly as the flange 29 moves onto larger diameter              
          portions of the ball 20.                                                    


               When relying upon the theory of inherency, the examiner                
          must provide a basis in fact and/or technical reasoning to                  
          reasonably support the determination that the allegedly                     
          inherent characteristic necessarily flows from the teachings                
          of the applied prior art.  See Ex parte Levy, 17 USPQ2d 1461,               
          1464 (Bd. Patent App. & Int. 1990).  The mere fact that a                   
          certain thing may result from a given set of circumstances is               
          not sufficient. See In re Oelrich, 666 F.2d 578, 581, 212 USPQ              
          323, 326 (CCPA 1981).  We are mindful that there is a line of               
          cases represented by In re Swinehart, 439 F.2d 210, 169 USPQ                
          226 (CCPA 1971) which indicates that where an examiner has                  
          reason to believe that a functional limitation asserted to be               
          critical in the claimed subject matter may, in fact, be an                  
          inherent characteristic of the prior art, the examiner                      
          possesses the authority to require an applicant to prove that               
          the subject matter shown to be in the prior art does not                    
          possess the characteristic relied on.  Nevertheless, before an              
          applicant can be put to this burdensome task, the examiner                  







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