Ex parte MALHOTRA - Page 12




          Appeal No. 96-3946                                                          
          Application No. 08/208,317                                                  


          recording medium with a second uppermost layer, thereby                     
          totaling three layers altogether.  However, as pointed out by               
          the examiner (Answer, pages 10-11), the present claims say                  
          "consists essentially of," which has been defined as                        
          "includ[ing] the listed ingredients and [being] open to                     
          unlisted ingredients that do not materially affect the basic                
          and novel properties of the invention." PPG Industries Inc. v.              
          Guardian Industries Corp., 156 F.3d 1351, 1354, 48 USPQ2d                   
          1351, 1353 (Fed. Cir. 1998); In re Herz, 537 F.2d 549, 190                  
          USPQ 461, 463 (CCPA 1976).  We interpret "ingredients that . .              
          . materially affect" as only being directed to elements that                
          materially affect in a deleterious manner.  The issue,                      
          therefore, is whether the intermediate layer of Miyamoto                    







          with particles having an average diameter of 0.2 µm or lower                
          would materially and detrimentally affect the basic and novel               
          properties of the invention.                                                


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