Ex parte CHIU et al. - Page 2




               Appeal No. 1997-3303                                                                          Page 2                    
               Application No. 08/171,126                                                                                              


                                                          BACKGROUND                                                                   

                       Appellants’ invention relates to a method for fabrication of wavelength selective electro-optic                 

               grating for DFB/DBR lasers.  An understanding of the invention can be derived from a reading of                         

               exemplary claim 12, which is reproduced as follows:                                                                     

                       12.   A method for the fabrication of a laser structure including a wavelength selective electro-               
               optic grating which comprises the steps of                                                                              

                       (a)   depositing a first n-type contact layer upon the surface of a semi-insulating or doped III-V              
               semiconductor substrate,                                                                                                

                       (b)   depositing a waveguide upon the n-type contact layer,                                                     

                       (c)   depositing a second n-type contact layer upon the waveguide,                                              

                       (d)   depositing an active layer upon the said second n-type contact layer,                                     

                       (e)   selectively etching the active layer down to the waveguide layer in a region of the structure             
               designed for formation of a grating,                                                                                    

                       (f)   depositing a conductive material on the resultant structure, and                                          

                       (g)   patterning said conductive material to form electrodes in the shape of a grating.                         

                       The prior art references of record relied upon by the examiner in rejecting the appealed claims                 

               are:                                                                                                                    

               Tokuda et al.   (Tokuda)                        4,843,032               June 27, 1989                                   

               Okai et al.   (Okai)                            4,885,753               Dec. 5, 1989                                    

               Blonder et al.   (Blonder)                      5,158,908               Oct. 27, 1992                                   








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