Ex parte CHIU et al. - Page 8




               Appeal No. 1997-3303                                                                          Page 8                    
               Application No. 08/171,126                                                                                              


               the method of claim 12, the examiner states (answer, page 4) that “Sakata does not teach to make a                      

               top electrode in the shape of a grating.”  Accordingly, step (g) of the method of claim 12 is also not met              

               by Sakata.                                                                                                              

                       The examiner relies upon Okai for a suggestion of fabricating electrodes in the form of a grating.              

               The examiner asserts (answer, page 4) that in Okai, electrode (107) is patterned in the shape of a                      

               grating in the feedback region (113).  Appellants assert (rbrief, page 10) that the separate electrodes                 

               are used to vary the light intensity distribution in feedback region (113), but that while the electrodes               

               look like a grating, they are not.  The examiner responds (answer, page 8) by noting that all that is                   

               claimed is that the electrodes are in the shape of a grating.  From our review of claim 12, we note that                

               the language found in the preamble  “including a wavelength selectable electro-optic grating” cannot be                 

               ignored as we find that it breathes life and meaning into the claim by defining characteristics of the                  

               grating that is being fabricated.  We find, however, that Okai does meet the requirement that the                       

               electrodes patterned into the shape of a grating that provides electro-optic wavelength selection.  Okai                

               discloses (col. 2, lines 18-36 ) that the feedback region is optically coupled with the active region for               

               varying the wavelength of the fed-back light by a plurality of structural parameters.  The perturbation                 

               portion is one of the structural parameters.  In addition, the intensity of the electric field applied to the           

               feedback region is another of the structural parameters.  By combining these parameters, the                            

               wavelength range is enlarged.  This occurs because of coupling of the light propagated in the feedback                  









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