Ex parte CHIU et al. - Page 7




               Appeal No. 1997-3303                                                                          Page 7                    
               Application No. 08/171,126                                                                                              


                       The examiner asserts (answer, page 9) that “Sakata teaches every limitation of claim 12 save                    

               for the grating shaped electrodes.”  We disagree.  The examiner states (answer, page 3) that “Sakata                    

               teaches . . . forming an n-type contact layer (102), a waveguide layer (103), a second n-type contact                   

               layer (104) and an active layer (105).”  To this extent, we agree with the examiner. However, the next                  

               step set forth in the method of claim 12, step (e), requires “selectively etching the active layer down to              

               the waveguide layer in a region of the structure designed for formation of a grating.”  We find that in                 

               Sakata, while active layer (105) is removed by etching, the etching process does not etch down to the                   

               waveguide layer as claimed.  In order to reach the waveguide (103), the cladding layer (104), which                     

               the examiner relies upon as the second n-type layer, would also have to be etched away in the region of                 

               the structure designed for formation of a grating.  This is not done in Sakata, who does not expose                     

               waveguide (103).  Accordingly, step (e) of method claim 12 is also not met by Sakata.  In addition,                     

               step (f) of the method of claim 12 sets forth depositing a conductive material on the resultant structure,              

               which is the waveguide (103).  As there is no etching of the cladding layer (104) down to the                           

               waveguide (103), there is also no depositing of a conductive material on the surface of the waveguide                   

               after etching away the active layer and the second n-type layer to expose the waveguide.  Additionally,                 

               we note that the conductive layer that is deposited on the waveguide in step (f) of the method of claim                 

               12 is the same conductive layer that forms the electrodes in the shape of a grating in step (g).                        

               Accordingly, step (f) of the method of claim 12 is also not met by Sakata.  With regard to step (g) of                  









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