Ex parte CHIU et al. - Page 10




               Appeal No. 1997-3303                                                                        Page 10                     
               Application No. 08/171,126                                                                                              


               teaching that the voltage applied to one of the electrodes can be varied and that the voltage applied to                

               an electrode in the feedback region is one of the structural parameters for altering the wavelength of the              

               fed-back light, we find that Okai teaches electrodes formed in the shape of a grating that can electro-                 

               optically alter the wavelength of the light in the feedback region, to the extent claimed by appellants.                

               Claim 12 does not exclude the use of additional structural parameters such as a perturbation portion.                   

                       Appellants further assert (rbrief, page 10) that as claimed by appellants, the distance between                 

               the conductive strips must be comparable to the wavelength of the desired structure.  We are in                         

               agreement with the examiner (answer, paragraph bridging pages 7 and 8) that this limitation is not                      

               claimed.                                                                                                                

                       We are in agreement with appellants, however, that (rbrief, page 12) it would not have been                     

               “obvious to one skilled in the art to employ an electrode in the form of a grating over the feedback                    

               region of Sakata et al.”  The record is unclear as to precisely how the examiner arrives at the recited                 

               steps of method claim 12 by modifying Sakata in light of the teachings of Okai.  The examiner states                    

               (answer, page 4) that “it would have been obvious to one of ordinary skill in the art to place the                      

               electrode in the shape of a grating over the feedback (grating) region of Sakata as taught by Okai.”  If                

               we follow this line of reasoning by the examiner and placed electrodes in the shape of a grating over the               

               feedback region region (119) of Sakata, the conductive pattern that forms the electrodes would have to                  

               be deposited upon the upper cladding layer (112).  However, claim 12 calls for the conductive material                  









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