Ex parte AZUMA et al. - Page 4




               Appeal No. 1999-2712                                                                       Page 4                    
               Application No. 08/165,082                                                                                           


                       It is our view, after consideration of the record before us, that the evidence relied upon and the           

               level of skill in the particular art would not have suggested to one of ordinary skill in the art the                

               obviousness of the invention as set forth in claims 1-13.  Accordingly, we reverse.                                  

               In rejecting claims under 35 U.S.C. § 103, it is incumbent upon the examiner to establish a factual                  

               basis to support the legal conclusion of obviousness.  See In re Fine, 837 F.2d 1071, 1073, 5                        

               USPQ2d 1596, 1598 (Fed. Cir. 1988).  In so doing, the examiner is expected to make the factual                       

               determinations set forth in Graham v. John Deere Co., 383 U.S. 1, 17, 148 USPQ 459, 467                              
               (1966), and to provide a reason why one having ordinary skill in the pertinent art would have been led               

               to modify the prior art or to combine prior art references to arrive at the claimed invention.  Such                 

               reason must stem from some teaching, suggestion or implication in the prior art as a whole or                        

               knowledge generally available to one having ordinary skill in the art.  Uniroyal, Inc. v. Rudkin-Wiley               

               Corp., 837 F.2d 1044, 1051, 5 USPQ2d 1434, 1438 (Fed. Cir.), cert. denied, 488 U.S. 825                              

               (1988); Ashland Oil, Inc. v. Delta Resins & Refractories, Inc., 776 F.2d 281, 293, 227 USPQ                          

               657, 664 (Fed. Cir. 1985), cert. denied, 475 U.S. 1017 (1986); ACS Hosp. Sys., Inc. v.                               

               Montefiore Hosp., 732 F.2d 1572, 1577, 221 USPQ 929, 933 (Fed. Cir. 1984).  These showings                           

               by the examiner are an essential part of complying with the burden of presenting a prima facie case of               

               obviousness.  Note In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d 1443, 1444 (Fed. Cir. 1992).                        

               If that burden is met, the burden then shifts to the applicant to overcome the prima facie case with                 

               argument and/or evidence.  Obviousness is then determined on the basis of the evidence as a whole.                   








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