Ex parte GREENE et al. - Page 2




          Appeal No. 1998-2938                                                        
          Application 08/510,752                                                      

               This is a decision on appeal under 35 U.S.C. § 134 from                
          the final rejection of claims 1-7.                                          
               We reverse.                                                            
                                     BACKGROUND                                       
               The disclosed invention relates to a quantum confined                  
          Stark effect (QCSE)-based optical modulator which is                        
          polarization insensitive over a wide range of field strengths.              
               Claim 1, the sole independent claim, is reproduced below.              
               1.   A quantum confined Stark effect modulator in which                
               the or each quantum well layer of the modulator has a                  
               non-uniform composition that provides, across the                      
               thickness of the layer, a non-uniform value of lattice                 
               constant to produce a strain profile in the modulator                  
               that provides the modulator with substantially matching                
               E1-HH1 and E1-LH1 Stark shifts for at least one polarity               
               of applied electric field from 0 up to 100 kV/cm and zero              
               field E1-LH1 and E1-HH1 transitions that are                           
               substantially degenerate.                                              
               The Examiner relies on the following prior art:                        
               Zucker                        5,090,790   February 25,                 
          1992                                                                        
               Ishikawa et al. (Ishikawa)    5,153,687     October 6,                 
          1992                                                                        
               Chen, W., and Andersson, T.G. (Chen), Quantum-confined                 
               Stark shift for differently shaped quantum wells,                      
               Semiconductor Science Technology 7 (1992), pp. 828-836.                
               Claims 1, 2, and 5 stand rejected under 35 U.S.C.                      
          § 103(a) as being unpatentable over Ishikawa and Zucker.                    

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