Ex parte GREENE et al. - Page 4




          Appeal No. 1998-2938                                                        
          Application 08/510,752                                                      

          (col. 5, lines 60-66).  As noted by the Examiner (FR2),                     
          Ishikawa does not teach a non-uniform lattice constant or                   
          strain profile.  Appellants argue that the AlGaAs system is                 
          well known for the property that aluminum can be substituted                
          for gallium with a negligible change of lattice constant, and               
          hence a negligible effect on strain, and so Ishikawa is                     
          limited to structures having non-uniform composition but                    
          uniform lattice constant (Br5-6); this statement has not been               
          challenged by the Examiner and is accepted as fact.                         
               Zucker discloses a polarization independent                            
          electrooptical waveguide.  The waveguiding region comprises                 
          one or more strained quantum well layers (col. 4,                           
          lines 44-46).  Strain is introduced by changing the lattice                 
          constant and, therefore, the degree of lattice mismatch for a               
          composition such as In Ga As by varying the mole fraction x                 
                                x 1-x                                                 
          (col. 5, lines 28-32).  Lattice mismatching can be defined                  
          with respect to the substrate or with respect to any layer                  
          (col. 5, lines 44-47).  Zucker discloses that the material                  
          combination GaAs/AlGaAs (the combination used in Ishikawa),                 
          among others, may be used instead of the GaAs/InGaAs                        
          composition discussed (col. 8, lines 17-28).                                

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