Ex Parte Clement et al - Page 14



                    Appeal No. 2003-0124                                                                                                                                  
                    Application No. 09/487,832                                                                                                                            

                    reissue is based.  The Examiner argues that the subject matter of                                                                                     
                    claims 2-4 and 9 of the original application was previously                                                                                           
                    surrendered upon the issue of the original application.  See                                                                                          
                    pages 2 and 3 of the Examiner's final rejection.                                                                                                      
                              In the declaration of Hedley W. Austin, Mr. Austin declares                                                                                 
                    that he was in charge of directing the prosecution of the                                                                                             
                    original application that became U.S. Patent No. 5,710,540 ("the                                                                                      
                    '540 patent").  Mr. Austin declares that he saw the official                                                                                          
                    action of September 30, 1996, relevant to the original                                                                                                
                    application, that the Examiner indicated that claims 2 and 3                                                                                          
                    would be allowable if rewritten in independent form to include                                                                                        
                    all the limitations of Appellants' claim 1 and that claims 4 and                                                                                      
                    9 would be allowable if rewritten to cure the "lack of antecedent                                                                                     
                    basis" issues due to improper dependent claims.  Mr. Austin                                                                                           
                    further declares that he completed and prepared detailed                                                                                              
                    instructions to the U.S. attorney Mr. D. Gordon to file an                                                                                            
                    amendment preserving the subject matter of claims 2-4 and 9.  On                                                                                      
                    February 12, 1997, Mr. Gordon submitted an amendment in response                                                                                      
                    to the office action of September 30, 1996, incorporating the new                                                                                     
                    claim which Mr. Austin had provided him.  The new claims did not                                                                                      
                    preserve the subject matter of claims 2-4 and 9 but instead were                                                                                      
                    substantially narrower in scope than claims 2-4 and 9.  Mr.                                                                                           
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