Ex Parte Clement et al - Page 19



                    Appeal No. 2003-0124                                                                                                                                  
                    Application No. 09/487,832                                                                                                                            

                                        patent applicant.  Thus, the reissue statute                                                                                      
                                        cannot be construed in such a way that                                                                                            
                                        competitors, properly relying on prosecution                                                                                      
                                        history, become infringers when they do so.                                                                                       
                    Mentor Corp. v. Coloplast Inc., 998 F.2d 992, 996, 27 USPQ2d                                                                                          
                    1521, 1525 (Fed. Cir. 1993).  This is the underlying policy                                                                                           
                    behind what has come to be known as the "reissue recapture rule."                                                                                     
                    In its simplest terms, this rule may be summarized as follows:  A                                                                                     
                    patentee is precluded from recapturing in reissue that which he                                                                                       
                    earlier conceded was unpatentable and abandoned or surrendered,                                                                                       
                    whether by cancellation, amendment or argument of claims, for the                                                                                     
                    purpose of obtaining the original patent.                                                                                                             
                              Accordingly, it seems clear to us that the reissue recapture                                                                                
                    rule focuses on that which the prosecution history indicates that                                                                                     
                    applicant intended to give up or concede to be unpatentable by an                                                                                     
                    applicant, i.e., the "surrendered subject matter," in order to                                                                                        
                    obtain a patent, for this is the subject matter.  It is the                                                                                           
                    surrendered subject matter which cannot be recaptured in reissue.                                                                                     
                              Upon our review of the facts, we find that the reissue                                                                                      
                    recapture rule does not apply.  As pointed out above, Appellants                                                                                      
                    did not intend to give up or concede that the subject matter of                                                                                       
                    claims 2-4 and 9 were unpatentable.  Appellants did this in error                                                                                     
                    without deceptive intent and finally, the Appellants did not give                                                                                     
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