Ex Parte Li - Page 2



          Appeal No. 2003-0854                                                         
          Application No. 09/640,030                                                   

          certain buy or sell indicators related to those investments are              
          present.  Representative independent claim 1 is reproduced below:            
                    1.   An automated investment chart pattern search                  
               system comprising:                                                      
                    a computer;                                                        
                    a historical information database accessible by said               
               computer, said historical information database having                   
               historical information for a plurality of investments stored            
               thereon;                                                                
                    a connection to a supply of real-time data, said real              
               time data comprising real-time data relating to a plurality             
               of investments;                                                         
                    a templates database accessible by said computer, said             
               templates database having a plurality of templates stored               
               thereon;                                                                
                    software executing on said computer for generating an              
               investment chart for the investment to be examined based                
               upon the historical information and the real-time data                  
               relating to the investment to be examined;                              
                    software executing on said computer for retrieving at              
               least one template from said templates database, and for                
               performing geometric projection analysis on the retrieved               
               template and the investment chart to determine if a pattern             
               exists in the investment chart;                                         
                    software executing on said computer for retrieving at              
               least one template from said templates database, and for                
               performing template matching analysis on the retrieved                  
               template and the investment chart to determine if a pattern             
               exists in the investment chart, and                                     
                    software executing on said computer for performing                 
               projection line analysis on the investment chart to                     
               determine if a pattern exists in the investment chart.                  

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