Ex Parte Li - Page 5



          Appeal No. 2003-0854                                                         
          Application No. 09/640,030                                                   

               In rejecting claims under 35 U.S.C. § 103, the Examiner                 
          bears the initial burden of presenting a prima facie case of                 
          obviousness.  See In re Rijckaert, 9 F.3d 1531, 1532, 28 USPQ2d              
          1955, 1956 (Fed. Cir. 1993).  To reach a conclusion of                       
          obviousness under § 103, the examiner must produce a factual                 
          basis supported by teaching in a prior art reference or shown to             
          be common knowledge of unquestionable demonstration.  Such                   
          evidence is required in order to establish a prima facie case.               
          In re Piasecki, 745 F.2d 1468, 1471-72, 223 USPQ 785, 787-88                 
          (Fed. Cir. 1984).  The Examiner must not only identify the                   
          elements in the prior art, but also show “some objective teaching            
          in the prior art or that knowledge generally available to one of             
          ordinary skill in the art would lead the individual to combine               
          the relevant teachings of the references.”  In re Fine, 837 F.2d             
          1071, 1074, 5 USPQ2d 1596, 1598 (Fed. Cir. 1988).                            
               A review of the applied prior art confirms that Nevo merely             
          teaches a method for determining the trading status of a                     
          financial market and for conveying to a user information                     
          regarding the significant changes of the market (col. 3, lines               
          15-30).  Nevo uses different sensors to measure values of                    
          different financial parameters which are normalized and used to              
          generate security’s performance indicator (SPI) (col. 5, lines               
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