Ex Parte Li - Page 6



          Appeal No. 2003-0854                                                         
          Application No. 09/640,030                                                   

          44-60) or are used to generate a deviation indicator for each                
          parameter (col. 6, lines 30-32).  A comparator compares the                  
          values of the deviation indicators and generates one or more                 
          status indicators representative of the overall status of the                
          target financial security (col. 6, lines 52-57).  Nevo further               
          discloses that the financial status indicators are displayed and             
          presented to a user on a display device for analysis by the user             
          (col. 6, lines 58-65).  However, contrary to the Examiner’s                  
          characterization (answer, page 21), the sensors of Nevo only                 
          measure values of certain parameters to further generate their               
          deviation indicators without having anything to do with a                    
          template database.                                                           
               Hirotaka, on the other hand, describes a trading support                
          system for real-time decision making with regard to securities               
          trading.  Although Hirotaka extracts characteristic patterns by              
          template matching (English abstract & translation, page 10), we              
          agree with Appellant that the references fails to disclose the               
          claimed geometric projection analysis or projection line analysis            
          on the extracted pattern.  The only discussion of template-                  
          matching in Hirotaka relates to the comparison between the                   
          pattern on a “Point and Figure” (P & F) chart and a specific                 
          template wherein the degree of coincidence of the pattern and the            
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