Ex Parte Li - Page 7



          Appeal No. 2003-0854                                                         
          Application No. 09/640,030                                                   

          template is checked (translation, page 7).  However, the Examiner            
          has failed to point to any teachings in Hirotaka, nor do we find             
          any, that would have taught or suggested the specific claimed                
          analysis for correlating the investment chart to the retrieved               
          template, as recited in the claims.                                          
               In view of our analysis above, we find that the Examiner has            
          failed to set forth a prima facie case of obviousness because the            
          necessary teachings and suggestions related to the claimed                   
          analysis of an investment chart and a stored template to                     
          determine if a pattern exists in the investment chart is not                 
          shown.  Accordingly, we do not sustain the 35 U.S.C. § 103                   
          rejection of the claims.                                                     













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