NICHOLS et al. V. TABAKOFF et al. - Page 26




           Interference No- 104,522 Paper108                                                        
           Nichols v. Tabakoff Page 26                                                              
           59. Mass spectrum Ex 2039 is a two page document consisting of a fax cover sheet         
           and a FAB mass spectral data sheet, listed as pages 001 and 003 in the top fax           
           transmission line, respectively. The fax purports to be a five page document." Dr.       
           Seifert does not know where the presumed other three fax pages are or what they          
           contained (NR, p. 259,1, 2 - p. 260J. 3).                                                
           60. The second page of Ex 2039 contains three hand-written notations. Dr. Seifert        
           testified that two (i.e., the "[M+H]" note above the "mass 480.1 " and the arrow going   
           from the peak at 480.1 to the peak at 44.2 with the designation minus HCI) were made     
           by him when he analyzed the spectrum in 1994 (NR, p. 256,11. 2- 22). Dr. Seifert         
           presumed that Dr. Nichols added the third notation, a chemical structure, to the top of  
           the data sheet after Seifert had made his notations (NR, p. 256, 1. 23 - p. 257, 1, 11). 
           61. According to Dr. Seifert, while FAB mass spectra are used to help identify           
           chemical structures (NR, p. 241, % 4), FAB mass spectra by themselves do not identify    
           chemical structure (NR, p. 257,11. 12-14). For example, the same FAB mass spectrum       
           would be obtained from the chemical structure written on Ex 2039 as from a chemical      
           structure in which the ethyl group and the diphenylimino group were reversed (NR, p.     
           257,11. 15-22).                                                                          
           62. Nichols was asked at final hearing which one or more of Dr. Nichols'lab              
           notebook, the FAB mass spectral data of 94B-32-111 or submission reports of 94B-32-111   
           to Mr. Stables established the actual, not theoretical, structure of 94B-32-111 (Transcript,

                 10 Exhibit 2060 is purportedly Dr. Nichols' copy of the Seifert fax (Ex 2039). Fax Ex 2060 is a four
           page document with pages 001, 003, 004 and 005 indicated in the top fax transmission lines of each
           page. Dr. Nichols does not have the missing page (NR p. 117, 1. 1 - p. 118,1. 5). It does not appear as if
           Dr. Seifert was shown Ex 2060, e.g., to authenticate Ex 2060 or to refresh his memory of Ex 2039.






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