Ex Parte Carpenter et al - Page 4


               Appeal No.  2006-1253                                                  Page 4                
               Application No. 09/969,451                                                                   
                      For their part, appellants admit (Appeal Brief, page 6) “Apelian teaches a            
               florfenicol formulation with up to 65% N-methyl-2-pyrrolidone.”  Appellants                  
               emphasize, however, that each of Apelian’s formulations require “the inclusion of            
               polyethylene glycol.”  Id.  Accordingly, appellants assert that Apelian fails to             
               “provide an enabling disclosure for a florfenicol formulation having greater than            
               30% N-methyl-2-pyrrolidone that excludes polyethylene glycol.”  Id.  There is,               
               however, no evidence on this record that polyethylene glycol would affect the                
               basic and novel properties of appellants’ claimed invention.  In this regard, we             
               note, “‘[c]onsisting essentially of’ is a transition phrase commonly used to signal a        
               partially open claim in a patent. . . . By using the term ‘consisting essentially of,’       
               the drafter signals that the invention necessarily includes the listed ingredients           
               and is open to unlisted ingredients that do not materially affect the basic and              
               novel properties of the invention.”  PPG Indus. Inc. v. Guardian Indus. Corp, 156            
               F.3d 1351, 1354, 48 USPQ2d 1351, 1353-54 (Fed. Cir. 1998).                                   
                      At its core, appellants’ claimed invention is drawn to a composition that             
               consists essentially of florfenicol and N-methyl-2-pyrrolidone.  The composition             
               taught by Apelian includes these two ingredients.  In addition, appellants’ claimed          
               composition may include ethanol.   See e.g., Specification, bridging paragraph,              
               pages 2-3.  Apelian’s composition includes the viscosity reducing agent ethanol.             
               See e.g., Apelian, column 2, lines 18-20.  Appellants’ specification does not                
               speak to the inclusion of polyethylene glycol which is found in the composition              
               taught by Apelian, however, there is no evidence on this record to suggest that              
               polyethylene glycol will affect the basic and novel characteristics of appellants’           







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